James
Nichols

Voya Financial Advisors, Inc

CRD#4154454
Investment Advisor
in Windsor, CT

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About this Advisor

James Nichols is a financial advisor operating in Windsor, Connecticut who has 12 years of industry experience. Nichols is currently employed by Voya Financial Advisors, Inc. During their career, the advisor has held roles at Ing, Ing Financial Advisers LLC, Ing Financial Partners, Inc, Voya Financial, Voya Financial Partners and Voya Financial Advisors. Nichols holds Series 63 and Series 66 licenses, designating them as a securities agent, and can advise clients in Connecticut. Voya Financial Advisors, Inc is a registered investment business operating out of Windsor, CT. The firm has offices in 299 locations and a total of 605 financial advisors. It manages $2 billion in assets under management between its 13,909 accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm serves five charitable organizations. Of its 13,909 accounts, 17% are associated with high-net-worth clients who have at least $1 million in assets available to invest. The company has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial management usually depend on which services the firm provides the client. However, fee types charged by Voya Financial Advisors, Inc may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

One Orange Way, C4-S
Windsor, CT 06095

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Voya Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$2,410,968,380

CT Average: $5,297,377,271
Total Number of Employees

605

CT Average: 35
Total Number of Accounts

13,909

CT Average: 690
Average Account Size

$173,339

CT Average: $7,677,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

James Nichols Work History

James has been registered as a financial advisor for 12 years.*

2014 - Present (10 years)

Voya Financial

2014 - Present (10 years)

Voya Financial Partners

2014 - Present (10 years)

Voya Financial Advisors

2011 - 2014 (3 years)

Ing Financial Partners, Inc

2003 - 2014 (11 years)

Ing

2003 - 2014 (11 years)

Ing Financial Advisers LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Nichols to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Voya Financial Advisors, Inc

Pedro Martinez
Windsor, CT
David Sheppard
Dublin, OH
Bethany Coughlin
Windsor, CT
Mitchell Manning
Milwaukee, WI
Tanya Campbell
Indianapolis, IN
Christopher Hogan
Dublin, OH
James Bermingham
Federal Way, WA
Roosevelt Terry
Windsor, CT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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