Joseph
Mauriello
Capitol Securities Management, Inc
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About this Advisor
Joseph Mauriello is a financial advisor who works out of Glastonbury, Connecticut, with a total of 2 years of industry experience. Mauriello is an advisor for Capitol Securities Management, Inc. During their career, the advisor has held roles at Metlife Securities, Raymond James Financial Services, Inc, Raymond James Financial Services Advisors Inc, Liberty Bank and Capitol Securities Management. Mauriello maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Connecticut. Capitol Securities Management, Inc is a registered investment business based in Glen Allen, VA. The company has offices in 40 locations and a total of 175 financial advisors. It handles $1 billion in assets under management between its 3,202 client accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm advises 10 charities and foundations. Of its 3,202 client accounts, 32% belong to high-net-worth investors who have more than $1 million in investable assets. Capitol Securities Management, Inc offers a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees usually are based on the services provided. Fee types charged by Capitol Securities Management, Inc likely include any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Capitol Securities Management, Inc Brokerage Details
$1,285,947,379
175
3,202
$401,608
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Joseph Mauriello Work History
Joseph has been registered as a financial advisor for 2 years.*
Capitol Securities Management
Raymond James Financial Services, Inc
Raymond James Financial Services Advisors Inc
Liberty Bank
Metlife Securities
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joseph Mauriello to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Capitol Securities Management, Inc
Toms River, NJ
Glen Allen, VA
Wellesley, MA
Wellesley, MA
Glen Allen, VA
Leesburg, VA
Tampa, FL
Glen Allen, VA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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