Kathleen
Thompson
Voya Financial Advisors, Inc
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About this Advisor
Kathleen Thompson is a financial advisor working in Windsor, Connecticut, who has 5 years of relevant experience. Thompson is an employee of Voya Financial Advisors, Inc. During their career, Thompson has held roles at Ing, Directed Services LLC, Ing Financial Partners, Voya Financial and Voya Financial Advisors. Thompson maintains Series 63 and Series 66 licenses, which qualify them as a securities representative, and can operate in Connecticut. Voya Financial Advisors, Inc is a registered investment business headquartered in Windsor, CT. The investment advisory business has offices in 299 locations and a total of 605 financial advisors. It handles $2 billion in total assets among its 13,909 client accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm advises five charitable organizations. Of its 13,909 accounts, 17% are held by high-net-worth clients who have more than $1 million in investable assets. The company offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial management largely are based on which service is offered. Fee types charged by Voya Financial Advisors, Inc can be comprised of some blend of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Voya Financial Advisors, Inc Brokerage Details
$2,410,968,380
605
13,909
$173,339
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Kathleen Thompson Work History
Kathleen has been registered as a financial advisor for 5 years.*
Voya Financial
Voya Financial Advisors
Ing Financial Partners
Ing
Directed Services LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kathleen Thompson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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