Keith
Lindberg
3D/L Capital Management, LLC
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About this Advisor
Keith Lindberg is a financial advisor who works in Hartford, Connecticut with 2 years of industry experience. Lindberg is on the advisory team at 3D/L Capital Management, LLC. Throughout their career, Lindberg has worked at 3D/L Capital Management, LLC, Manley Lindberg Assoc, 3 D Asset Management Inc and Keith Lindberg Associates. Lindberg holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to serve investors in New Jersey. 3D/L Capital Management, LLC is an advisory company that has its headquarters in Hartford, CT. The company has offices in six locations and a total of 14 advisors. It administers $574 million in assets across its 1,422 customer accounts, making it one of the bigger firms in the nation by assets under management. The firm advises 11 charities and foundations. Of its 1,422 customer accounts, just 10% are associated with high-net-worth individuals who have greater than $1 million in assets. 3D/L Capital Management, LLC offers a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and other services. Financial advisory fees vary depending on which services are provided. Fees charged by 3D/L Capital Management, LLC likely include asset-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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3D/L Capital Management, LLC Brokerage Details
$574,113,231
14
1,422
$403,736
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Other
Keith Lindberg Work History
Keith has been registered as a financial advisor for 2 years.*
3D/L Capital Management, LLC
Keith Lindberg Associates
Manley Lindberg Assoc
3 D Asset Management Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Keith Lindberg to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at 3D/L Capital Management, LLC
Hartford, CT
Colorado Springs, CO
Hartford, CT
Hartford, CT
Hartford, CT
Hartford, CT
Hartford, CT
Hartford, CT
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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