Kevin
Christopher

Cwm, LLC

CRD#4420397
Investment Advisor
in Milldale, CT

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About this Advisor

Kevin Christopher is a financial advisor who works out of Milldale, Connecticut with 4 years of industry experience. Christopher currently works for Cwm, LLC. Their career trajectory has included roles at Harvest Capital LLC, Harvest Capital Advisors LLC, Law Office Of Kevin H Christopher, Esq, Insurance Agent Appointed With Various Companies, Infinex Investments, Inc, Cetera Advisor Networks, Cwm, LLC Dba Carson Group Partners, Flp Financial Group, Nesso Insurance LLC and Nesso Group. Christopher holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to advise clients in Connecticut. Cwm, LLC is a company based out of Omaha, NE. The firm has offices in 165 locations and a total of 1,111 financial advisors. It manages $20 billion in total assets across its 96,956 client accounts, making it one of the biggest firms in the nation by assets under management. Of its 96,956 customer accounts, 15% belong to high-net-worth investors who have greater than $1 million in investable assets. The business offers a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. Financial advisory fee schedules largely depend on which services are provided. However, fees charged by Cwm, LLC can include any combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

409 Canal St.
Milldale, CT 06467

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Cwm, LLC Brokerage Details

Total Assets Under Management

$19,943,561,186

CT Average: $1,978,216,465
Total Number of Employees

1,111

CT Average: 226
Total Number of Accounts

96,956

CT Average: 7,467
Average Account Size

$205,697

CT Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Kevin Christopher Work History

Kevin has been registered as a financial advisor for 4 years.*

2022 - Present (2 years)

Nesso Insurance LLC

2022 - Present (2 years)

Nesso Group

2019 - Present (5 years)

Cetera Advisor Networks

2019 - Present (5 years)

Cwm, LLC Dba Carson Group Partners

2001 - Present (23 years)

Law Office Of Kevin H Christopher, Esq

2019 - 2021 (2 years)

Flp Financial Group

2013 - 2018 (5 years)

Infinex Investments, Inc

2009 - 2013 (4 years)

Harvest Capital LLC

2009 - 2013 (4 years)

Harvest Capital Advisors LLC

2009 - 2013 (4 years)

Insurance Agent Appointed With Various Companies

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kevin Christopher to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cwm, LLC

Daniel Adams
Kennewick, WA
Grant Trimble
Omaha, NE
Kandace Gordy
Cedar Rapids, IA
Derek Pesta
Omaha, NE
Kristen Rainone
Omaha, NE
Clifford York
Vincennes, IN
Jaymon Meikle
Omaha, NE
Benjamin Rosholt
Omaha, NE

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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