Kevin
Smith
Osaic Institutions, Inc
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About this Advisor
Kevin Smith is a financial advisor based in Waterbury, Connecticut, working with Osaic Institutions, Inc. Kevin has previously held positions at Mutual Of Omaha Insurance Company, Mutual Of Omaha Investor Services Inc, Jp Morgan Securities LLC, Jpmorgan Chase Bank, Connecticut State Referee Program, Key Investment Services LLC, Keybank, Infinex Investments, Inc, and Savings Bank Of Danbury. Kevin has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Connecticut. Currently, Kevin is part of Osaic Institutions, Inc, which operates out of Waterbury, Connecticut. The firm has 557 offices and 722 employees. The firm manages assets totaling $3.6 billion and serves a variety of clients, including charitable organizations. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Osaic Institutions, Inc includes asset-based, hourly, and fixed fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Osaic Institutions, Inc Brokerage Details
$3,626,644,800
722
8,478
$427,771
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Kevin Smith Work History
Infinex Investments, Inc
Savings Bank Of Danbury
Connecticut State Referee Program
Key Investment Services LLC
Key Investment Services LLC
Key Investment Services LLC
Keybank
Jp Morgan Securities LLC
Jpmorgan Chase Bank
Mutual Of Omaha Investor Services Inc
Mutual Of Omaha Insurance Company
Disclosures
Please visit the SEC profile of Kevin Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Osaic Institutions, Inc
Derry, PA
Hyannis, MA
New York, NY
Cornelius, NC
Centerville, MA
South Windsor, CT
Canton, MA
Dover, NH
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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