Lawrence
Dube

Voya Financial Advisors, Inc

CRD#6561392
Investment Advisor
in Windsor, CT

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About this Advisor

Lawrence Dube is a financial advisor based out of Windsor, Connecticut with 5 years of relevant experience. Dube is on the advisory team at Voya Financial Advisors, Inc. During their career, Dube has held roles at Voya, Voya Financial Partners, LLC, Educational Resources For Children, Ct After School Network and Voya Financial Advisors, Inc. Dube holds Series 63 and Series 66 licenses, certifying them as a securities agent, and is registered to advise clients in Connecticut. Voya Financial Advisors, Inc is an advisory company operating out of Windsor, CT. The firm has offices in 299 locations and a total of 605 people on staff. It has $2 billion in assets between its 13,909 client accounts, making it one of the biggest firms in the United States by assets under management. The firm serves five charitable organizations. Of its 13,909 accounts, 17% are held by high-net-worth investors who have at least $1 million in assets. The advisory firm provides a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial advice depend on which services the firm provides the client. Fee types charged by Voya Financial Advisors, Inc can consist of some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

One Orange Way, C4-S
Windsor, CT 06095

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Voya Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$2,410,968,380

CT Average: $5,297,377,271
Total Number of Employees

605

CT Average: 35
Total Number of Accounts

13,909

CT Average: 690
Average Account Size

$173,339

CT Average: $7,677,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Lawrence Dube Work History

Lawrence has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Voya Financial Advisors, Inc

2016 - Present (8 years)

Ct After School Network

2015 - Present (9 years)

Voya

2015 - 2018 (3 years)

Voya Financial Partners, LLC

2005 - 2015 (10 years)

Educational Resources For Children

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Lawrence Dube to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Voya Financial Advisors, Inc

Chitman Uppal
Upper Darby, PA
Walter Ruczynski
Walnut Creek, CA
Raymond Coscia
Braintree, MA
Joseph Ade
Independence, OH
Mitchell Manning
Milwaukee, WI
Eric Greengold
Roslyn, NY
Roosevelt Terry
Windsor, CT
Scott Andrews
Windsor, CT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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