Li
Cao

Morgan Stanley

CRD#6205248
Investment Advisor
in Greenwich, CT

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About this Advisor

Li Cao is a financial advisor based in Greenwich, Connecticut, working with Morgan Stanley. Li has previously held positions at Transamerica Financial Advisors, Inc, Morgan Stanley, and Morgan Stanley Private Bank, N.A. Li has passed the Series 66 and Series 63 regulatory exams and is registered to provide services in Connecticut. Currently, Li is part of Morgan Stanley, which operates out of Greenwich, Connecticut. The firm has 930 offices and 29,300 employees. The firm manages assets totaling $1.4 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Morgan Stanley includes asset-based, fixed, commission-based, performance-based, and other fees.

Certifications and Registrations

Series 66, Series 63

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Performance-based Fees, Others

Office Location

One Fawcett Place 3Rd Floor
Greenwich, CT 06830

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,402,425,838,334

CT Average: $7,464,549,021
Total Number of Employees

29,300

CT Average: 88
Total Number of Accounts

2,405,783

CT Average: 3,892
Average Account Size

$582,939

CT Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Li Cao Work History

2017 - Present (7 years)

Morgan Stanley

2017 - Present (7 years)

Morgan Stanley Private Bank, N.A

2014 - 2017 (3 years)

Transamerica Financial Advisors, Inc

2009 - 2014 (5 years)

Morgan Stanley

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Li Cao to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Morgan Stanley

Taylor Kangethe
Kansas City, MO
Charlotte Ahdoot
New York, NY
Emilia Rivera
San Diego, CA
Rebecca Bessette
Boston, MA
Felix Del Vecchio
Wellesley Hills, MA
Rachel Irwin
Kingsport, TN
Amanda Ragde
Woodland Hills, CA
Christopher Rollo
Oneonta, NY

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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