Miklos
Gudricza
Lpl Financial LLC
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About this Advisor
Miklos Gudricza is a financial advisor based in Westport, Connecticut with a total of 2 years of industry experience. Gudricza is currently employed by Lpl Financial LLC. Over the course of their career, Gudricza has held roles at David Lerner Associates, Inc, Waddell & Reed, Inc, Various Insurance Carriers For W&R Insurance Agencies, Lpl Financial LLC and Mass Mutual. Gudricza holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can operate in Connecticut, Florida, New Jersey and Texas. Lpl Financial LLC is an advisory firm based in Fort Mill, SC. The investment advisory business has offices in 9,898 locations and a total of 31,366 people on staff. It manages $368 billion in assets under management among its 1,688,501 client accounts, placing it among the largest firms in the nation by assets under management. The firm advises 3,425 charitable organizations. Of its 1,688,501 accounts, 31% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The company provides a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely are based on which services the firm provides the client. Fees billed by Lpl Financial LLC can include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Miklos Gudricza Work History
Miklos has been registered as a financial advisor for 2 years.*
Lpl Financial LLC
Waddell & Reed, Inc
Various Insurance Carriers For W&R Insurance Agencies
Mass Mutual
Mass Mutual
David Lerner Associates, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Miklos Gudricza to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Biloxi, MS
Bridgeport, CT
Oldsmar, FL
Waukesha, WI
Chico, CA
The Villages, FL
Sea Girt, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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