Nicara
Enright-Alves

Cetera Investment Advisers LLC

CRD#6644683
Investment Advisor
in North Haven, CT

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About this Advisor

Nicara Enright-Alves is a financial advisor working in North Haven, Connecticut with a total of 2 years of industry experience. Enright-Alves is an advisor for Cetera Investment Advisers LLC. Over the course of their career, they have held roles at Foresters Financial Services, Eastern Account Systems, A & P Supermarket, Bryant University, Cetera Investment Services LLC and Cetera Investment Advisers LLC. Enright-Alves has Series 63 and Series 66 licenses, qualifying them as a securities broker, and is able to work in Connecticut. Cetera Investment Advisers LLC is a financial advisory business operating out of Schaumburg, IL. It has offices in 1,614 locations and a total of 3,094 people on staff. It has $33 billion in assets under management between its 176,986 client accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm provides financial advisory services to 431 charities and foundations. Of its 176,986 client accounts, 23% are held by high-net-worth individuals who have greater than $1 million in investable assets. Cetera Investment Advisers LLC offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules largely are based on the financial services provided. Fees charged by Cetera Investment Advisers LLC likely are comprised of any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

127 Washington Ave 2Nd Floor West
North Haven, CT 06473

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

CT Average: $6,674,516,078
Total Number of Employees

3,094

CT Average: 44
Total Number of Accounts

176,986

CT Average: 2,564
Average Account Size

$188,469

CT Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Nicara Enright-Alves Work History

Nicara has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Cetera Investment Advisers LLC

2019 - Present (5 years)

Cetera Investment Services LLC

2017 - 2019 (2 years)

Foresters Financial Services

2016 - 2016 (< 1 year)

Foresters Financial Services

2016 - 2017 (1 year)

Foresters Financial Services

2015 - 2015 (< 1 year)

Eastern Account Systems

2013 - 2014 (1 year)

A & P Supermarket

2012 - 2016 (4 years)

Bryant University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicara Enright-Alves to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Stuart Wilson
Athens, AL
Ricardo Sanchez
Fort Lauderdale, FL
Erin Mcclain
Philadelphia, PA
Joseph Charron
Oklahoma City, OK
Christopher Debeikes
Medford, OR
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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