Nicole
Martocci

Northwestern Mutual Investment Services, LLC

CRD#3257031
Investment Advisor
in Norwalk, CT

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About this Advisor

Nicole Martocci is a financial advisor operating out of Norwalk, Connecticut with a total of 10 years of relevant experience. Martocci is an advisor for Northwestern Mutual Investment Services, LLC. Over the course of their career, Martocci has held roles at J Philip Bender, Northwestern Mutual Investment Services LLC, Northwestern Mutual Wealth Management Company, Robert Seery and Northwestern Mutual Life Insurance Company. Martocci holds Series 63 and Series 66 licenses, certifying them as a securities agent, and is able to operate in Connecticut. Northwestern Mutual Investment Services, LLC is a registered investment business headquartered in Milwaukee, WI. The advisory firm provides other services. Fees charged by financial advisors are based on the type of services provided. Fees charged by Northwestern Mutual Investment Services, LLC likely consist of fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

10 years

Services Offered

Other

Fee Structure

Fixed Fees, Others

Office Location

50 Washington St Ste 600W
Norwalk, CT 06854

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Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

2,125

CT Average: 43

Investment Advisory Services

  • Other

Nicole Martocci Work History

Nicole has been registered as a financial advisor for 10 years.*

2019 - Present (5 years)

Northwestern Mutual Wealth Management Company

2019 - Present (5 years)

Northwestern Mutual Life Insurance Company

2013 - Present (11 years)

Northwestern Mutual Investment Services LLC

2018 - 2019 (1 year)

Robert Seery

2013 - 2019 (6 years)

J Philip Bender

2013 - 2019 (6 years)

Northwestern Mutual Wealth Management Company

2013 - 2016 (3 years)

Northwestern Mutual Investment Services LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicole Martocci to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northwestern Mutual Investment Services,LLC

Timothy Mindel
Albany, NY
Trevor Conti
Middleton, WI
Garrick Legault
Wilbraham, MA
Seth Rivers
Norwalk, CT
John Rhett
Atlanta, GA
Thomas Powers
Vernon Hills, IL
Christopher Brennan
Boston, MA
Dawn Hansen
Chesterfield, MO

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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