Peter
Dee
Herbert J. Sims Capital Management, Inc
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About this Advisor
Peter Dee is a financial advisor working in Fairfield, Connecticut with a total of 15 years of industry experience. Dee works at Herbert J. Sims Capital Management, Inc. They have spent their complete time as a financial advisor at Herbert J. Sims Capital Management, Inc. Dee has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in Connecticut. Herbert J. Sims Capital Management, Inc is an advisory company operating out of Fairfield, CT. It has offices in five locations and a total of 32 employees. It administers $140 million in assets under management among its 272 customer accounts, placing it among the mid-sized investment advisory firms in the nation by assets under management. Of its 272 client accounts, 18% are held by high-net-worth clients who have greater than $1 million in investable assets. The company performs a few services, such as portfolio management for individuals and small businesses and selection of other advisers. A financial advisor's fees typically are based on the services offered. Fees charged by Herbert J. Sims Capital Management, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Herbert J. Sims Capital Management, Inc Brokerage Details
$139,907,606
32
272
$514,366
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Peter Dee Work History
Peter has been registered as a financial advisor for 15 years.*
Herbert J Sims & Co, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Peter Dee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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