Richard
Hager

Pruco Securities, LLC

CRD#1820174
Investment Advisor
in Norwalk, CT

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About this Advisor

Richard Hager is a financial advisor working in Norwalk, Connecticut with 25 years of relevant experience. Hager is an employee of Pruco Securities, LLC. Over the course of their career, they have held roles at Prudential Insurance Company Of America and Pruco Securities, LLC. Hager has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Connecticut and Texas. Pruco Securities, LLC is a financial advisory business that has its headquarters in Newark, NJ. The firm has offices in 42 locations and a total of 2,500 advisors. It controls $14 billion in total assets among its 106,737 customer accounts, placing it among the largest firms in the nation by assets under management. Of its 106,737 customer accounts, just 1% are held by high-net-worth investors who have more than $1 million in investable assets. Pruco Securities, LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial advisory services largely are based on which services the firm provides the client. However, fees billed by Pruco Securities, LLC most likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

25 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Norwalk, CT

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$14,029,321,422

CT Average: $10,121,009,343
Total Number of Employees

2,500

CT Average: 92
Total Number of Accounts

106,737

CT Average: 6,978
Average Account Size

$131,438

CT Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Richard Hager Work History

Richard has been registered as a financial advisor for 25 years.*

1988 - Present (36 years)

Prudential Insurance Company Of America

1988 - Present (36 years)

Pruco Securities, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Hager to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Oksana Flaks
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Kevin Shelton
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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