Roger
Paradiso

O'Shaughnessy Asset Management, LLC

CRD#1988315
Investment Advisor
in Stamford, CT

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About this Advisor

Roger Paradiso is a financial advisor based in Stamford, Connecticut, working with O'Shaughnessy Asset Management, LLC. Roger has previously held positions at Morgan Stanley, Franklin Distributors LLC, Legg Mason & Co LLC, Financial Guard, LLC, O'Shaughnessy Asset Management, LLC, Legg Mason & Co., LLC, Fiduciary Trust Company International, Franklin Managed Options Strategies LLC, and Clearbridge Investments. Roger has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Connecticut. Currently, Roger is part of O'Shaughnessy Asset Management, LLC, which operates out of Stamford, Connecticut. The firm has 69 employees and manages assets totaling $8.0 billion. The firm serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The fee structure at O'Shaughnessy Asset Management, LLC includes asset-based, performance-based, and other fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Performance-based Fees, Others

Office Location

6 Suburban Avenue
Stamford, CT 06901-2012

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O'Shaughnessy Asset Management, LLC Brokerage Details

Total Assets Under Management

$7,983,580,249

CT Average: $5,297,377,271
Total Number of Employees

69

CT Average: 35
Total Number of Accounts

4,197

CT Average: 690
Average Account Size

$1,902,211

CT Average: $7,677,358

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Roger Paradiso Work History

2023 - Present (1 year)

Franklin Managed Options Strategies LLC

2022 - Present (2 years)

O'Shaughnessy Asset Management, LLC

2021 - Present (3 years)

Fiduciary Trust Company International

2020 - Present (4 years)

Legg Mason & Co., LLC

2016 - Present (8 years)

Franklin Distributors LLC

2017 - 2022 (5 years)

Financial Guard, LLC

2016 - 2021 (5 years)

Legg Mason & Co LLC

2016 - 2017 (1 year)

Clearbridge Investments

2009 - 2015 (6 years)

Morgan Stanley

Disclosures

Please visit the SEC profile of Roger Paradiso to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at O'Shaughnessy Asset Management, LLC

Euan Mackay
Stamford, CT
Mark Hebeka
Stamford, CT
Andrew Iles
Stamford, CT
Thomas Canals
Stamford, CT
Emily Sgammato
Stamford, CT
Daniel Nitiutomo
Stamford, CT
Laura Foster
Stamford, CT
Michael Luther
Stamford, CT

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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