Ronald
Smith

Alliancebernstein L.P

CRD#6038062
Investment Advisor
in Stamford, CT

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About this Advisor

Ronald Smith is a financial advisor based in Stamford, Connecticut, working with Alliancebernstein L.P. Ronald has previously held positions at Spartan Capital Securities, LLC and Sanford C. Bernstein Co., LLC. Ronald has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Connecticut. Currently, Ronald is part of Alliancebernstein L.P, which operates out of Stamford, Connecticut. The firm has 53 offices and 4,565 employees. The firm manages assets totaling $651.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters, and other services. The fee structure at Alliancebernstein L.P includes asset-based, fixed, commission-based, and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Subscription Fees, Fixed Fees, Commissions, Performance-based Fees

Office Location

290 Harbor Drive
Stamford, CT 06902

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Alliancebernstein L.P Brokerage Details

Total Assets Under Management

$651,482,000,000

CT Average: $730,596,643
Total Number of Employees

4,565

CT Average: 15
Total Number of Accounts

62,140

CT Average: 968
Average Account Size

$10,484,100

CT Average: $754,749

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Other

Ronald Smith Work History

2024 - Present (0 year)

Sanford C. Bersntein Co., LLC

2013 - Present (11 years)

Spartan Capital Securities, LLC

Disclosures

Please visit the SEC profile of Ronald Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Alliancebernstein L.P

John Richmond
Seattle, WA
Alec Scranton
Nashville, TN
Joseph Sunwoo
Bellevue, WA
Hannah Metcalf
Nashville, TN
Tanya Slipsager
New York, NY
Ian Thompson
Chicago, IL
Jacqueline Dylewski
Nashville, TN
Robert Dibenedetto
Atlanta, GA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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