Scott
Zavatkay

Securities America Advisors, Inc

CRD#2821962
Investment Advisor
in Woodbridge, CT

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About this Advisor

Scott Zavatkay is a financial advisor operating out of Woodbridge, Connecticut with a total of 6 years of industry experience. Zavatkay works at Securities America Advisors, Inc. Their career trajectory has included roles at Securities America, Inc, Securities America Advisors and National Planning Corporation. Zavatkay holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Connecticut. Securities America Advisors, Inc is a company that has its headquarters in La Vista, NE. The company has offices in 1,469 locations and a total of 3,748 financial advisors. It oversees $38 billion in assets among its 200,228 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm provides services to five charitable organizations. Of its 200,228 client accounts, just 5% belong to high-net-worth investors who have at least $1 million in investable assets. The company has a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice largely depend on which services are offered. Fees billed by Securities America Advisors, Inc may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Woodbridge, CT

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$38,163,842,160

CT Average: $1,978,216,465
Total Number of Employees

3,748

CT Average: 226
Total Number of Accounts

200,228

CT Average: 7,467
Average Account Size

$190,602

CT Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Scott Zavatkay Work History

Scott has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Securities America, Inc

2017 - Present (7 years)

Securities America Advisors

2006 - 2017 (11 years)

National Planning Corporation

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Scott Zavatkay to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Securities America Advisors, Inc

Christopher Conti
Johnston, RI
Neil Daley
Bristol, CT
Steven Juul
Spokane, WA
Derek Bohne
Midvale, UT
Brandon Warman
Kimberly, WI
Seth Wilson
Fresno, CA
Donald Seaman
La Vista, NE
Richard Dutrisac
Costa Mesa, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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