Stephen
Dennis

Janney Montgomery Scott LLC

CRD#5672942
Investment Advisor
in Fairfield, CT

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About this Advisor

Stephen Dennis is a financial advisor based in Fairfield, Connecticut, working with Janney Montgomery Scott LLC. Stephen has previously held a position at Janney Montgomery Scott LLC. Stephen has passed the Series 66 regulatory exam and is registered to provide services in Connecticut. Currently, Stephen is part of Janney Montgomery Scott LLC, which operates out of Fairfield, Connecticut. The firm has 130 offices and 2,295 employees. The firm manages assets totaling $85.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Janney Montgomery Scott LLC includes asset-based, fixed, commission-based, and other fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

2150 Post Road 2Nd Floor
Fairfield, CT 06824-5669

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Janney Montgomery Scott LLC Brokerage Details

Total Assets Under Management

$85,895,170,425

CT Average: $15,833,994,310
Total Number of Employees

2,295

CT Average: 41
Total Number of Accounts

226,034

CT Average: 3,342
Average Account Size

$380,010

CT Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Stephen Dennis Work History

2017 - Present (7 years)

Janney Montgomery Scott LLC

2013 - 2017 (4 years)

Janney Montgomery Scott LLC

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Disclosures

Please visit the SEC profile of Stephen Dennis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Janney Montgomery Scott LLC

Michael Kozik
Fairfield, CT
George Zaki
New York, NY
Mark Dipaola
New Haven, CT
William Sewell
Raleigh, NC
Michael Mccarron
Philadelphia, PA
Michael Adler
Cockeysville, MD
Cassandra Beres
Sewickley, PA
James Bryant
Towson, MD

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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