Steven
Degraff

Cetera Investment Advisers LLC

CRD#4649473
Investment Advisor
in Niantic, CT

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About this Advisor

Steven Degraff is a financial advisor based in Niantic, Connecticut, working with Cetera Investment Advisers LLC. Steven has previously held positions at Metropolitan Life Insurance Company, Metlife Securities Inc, Guardian Life Ins, Park Avenue Securities, Guardian Life Insurance Company, Cetera Advisor Networks LLC, Degraff Financial, Serenity Wealth Planning, LLC, Cetera Investment Advisers LLC, and Gateway Community College. Steven has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Connecticut. Currently, Steven is part of Cetera Investment Advisers LLC, which operates out of Niantic, Connecticut. The firm has 1,614 offices and 6,648 employees. The firm manages assets totaling $104.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Cetera Investment Advisers LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

495 Gold Star Highway Suite 211
Niantic, CT 06357

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$104,468,595,111

CT Average: $6,674,516,078
Total Number of Employees

6,648

CT Average: 44
Total Number of Accounts

423,554

CT Average: 2,564
Average Account Size

$246,648

CT Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Steven Degraff Work History

2023 - Present (1 year)

Cetera Advisor Networks LLC

2023 - Present (1 year)

Cetera Investment Advisers LLC

2021 - Present (3 years)

Degraff Financial

2019 - Present (5 years)

Serenity Wealth Planning, LLC

2017 - Present (7 years)

Gateway Community College

2019 - 2023 (4 years)

Guardian Life Insurance Company

2019 - 2023 (4 years)

Park Avenue Securities

2019 - 2019 (< 1 year)

Guardian Life Insurance Company

2019 - 2019 (< 1 year)

Park Avenue Securities

2016 - 2019 (3 years)

Guardian Life Ins

2016 - 2019 (3 years)

Park Avenue Securities

2003 - 2016 (13 years)

Metropolitan Life Insurance Company

2003 - 2016 (13 years)

Metlife Securities Inc

Disclosures

Please visit the SEC profile of Steven Degraff to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Anthony Costabile
New York, NY
Carter Dye
Toledo, OH
Blake Mcginley
San Jose, CA
Nicholas Witte
Saint Louis, MO
Justin Lucas
Indianapolis, IN
Cameron Mcginley
Saint Louis, MO
Sean Mainwaring
Tampa, FL
Kurtis Anderson
San Diego, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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