Theodore
Brooks
Ip Financial Advisory Services LLC
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About this Advisor
Theodore Brooks is a financial advisor operating in North Haven, Connecticut with a total of 2 years of industry experience. Brooks is an advisor for Ip Financial Advisory Services LLC. Throughout their career, they have worked at Innovative Planning, Planmember Securities Corporation, Legend Equities Corporation, Legend Advisory Corporation, Lincoln Investment, Ip Financial Services, LLC, Innovation Partners LLC and Supreme Alliance LLC. Brooks holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in Connecticut, Florida and New York. Ip Financial Advisory Services LLC is a company headquartered in Charlotte, NC. It has offices in 28 locations and a total of 92 financial advisors. It administers $251 million in total assets across its 2,025 customer accounts, making it one of the mid-sized financial advisory firms in the nation by assets under management. Ip Financial Advisory Services LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fee schedules largely depend on which services the firm provides the client. Fees charged by Ip Financial Advisory Services LLC likely include any combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Ip Financial Advisory Services LLC Brokerage Details
$250,478,648
92
2,025
$123,693
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Theodore Brooks Work History
Theodore has been registered as a financial advisor for 2 years.*
Ip Financial Services, LLC
Innovation Partners LLC
Innovative Planning
Supreme Alliance LLC
Lincoln Investment
Legend Equities Corporation
Legend Advisory Corporation
Planmember Securities Corporation
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Theodore Brooks to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Ip Financial Advisory Services LLC
Charlotte, NC
Miami, FL
Charlotte, NC
Charlotte, NC
Charlotte, NC
Irvine, CA
Charlotte, NC
Northport, AL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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