Tomas
Cern

Cambridge Investment Research Advisors, Inc

CRD#4954028
Investment Advisor
in Tolland, CT

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About this Advisor

Tomas Cern is a financial advisor working in Tolland, Connecticut. Cern currently works for Cambridge Investment Research Advisors, Inc. Throughout their career, they have worked at Cambridge Investment Research, Inc, Cambridge Investment Research Advisors, Inc and Compton Capital Management. Cern holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Connecticut. Cambridge Investment Research Advisors, Inc is a business operating out of Fairfield, IA. It has offices in 2,023 locations and a total of 3,352 employees. It oversees $82 billion in assets under management across its 461,370 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm serves six charities and foundations. Of its 461,370 client accounts, just 10% belong to high-net-worth investors who have greater than $1 million in assets. Cambridge Investment Research Advisors, Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Fees for financial advice usually vary depending on the financial services provided. However, fee types billed by Cambridge Investment Research Advisors, Inc likely include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

Tolland, CT

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$82,427,818,654

CT Average: $9,259,360,772
Total Number of Employees

3,352

CT Average: 166
Total Number of Accounts

461,370

CT Average: 7,189
Average Account Size

$178,659

CT Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Tomas Cern Work History

Tomas has been registered as a financial advisor for 0 years.*

2019 - Present (5 years)

Cambridge Investment Research, Inc

2019 - Present (5 years)

Cambridge Investment Research Advisors, Inc

2017 - 2018 (1 year)

Compton Capital Management

2013 - 2017 (4 years)

Cambridge Investment Research, Inc

2013 - 2017 (4 years)

Cambridge Investment Research Advisors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Tomas Cern to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cambridge Investment Research Advisors, Inc

Herbert Modrak
Glen Allen, VA
Andrew Wittich
Houston, TX
Ryan Bouchard
Kennesaw, GA
John Ladick
Fairfield, IA
Winston Malone
Roanoke, TX
Enrico Bawar
Staten Island, NY
Crescencio Alvarez
Fairfield, IA
Laurie Taylor
Ormond Beach, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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