William
Rath
Commonwealth Financial Network
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About this Advisor
William Rath is a financial advisor based out of Stamford, Connecticut with 4 years of industry experience. Rath is currently employed by Commonwealth Financial Network. Over the course of their career, Rath has held roles at Hsbc Brokerage (Usa) Inc, Webster Wealth Advisors, Hsbc Securities (Usa) Inc, Hsbc Bank Usa, N.A, Webster Private Bank and Commonwealth Financial Network. Rath holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and is approved to serve investors in Connecticut. Commonwealth Financial Network is an advisory business based in Waltham, MA. The firm has offices in 1,759 locations and a total of 4,300 employees. It handles $146 billion in total assets between its 585,629 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm provides services to 2,108 charitable organizations. Of its 585,629 customer accounts, just 4% are held by high-net-worth investors who have greater than $1 million in assets. The business has a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors typically depend on which services the firm provides the client. Fee types billed by Commonwealth Financial Network can consist of some combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Commonwealth Financial Network Brokerage Details
$146,387,007,862
4,300
585,629
$249,965
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
William Rath Work History
William has been registered as a financial advisor for 4 years.*
Webster Wealth Advisors
Commonwealth Financial Network
Webster Private Bank
Hsbc Bank Usa, N.A
Hsbc Securities (Usa) Inc
Hsbc Brokerage (Usa) Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of William Rath to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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