John
Goodwin

Principal Securities, Inc

CRD#4921126
Investment Advisor
in Wilmington, DE

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About this Advisor

John Goodwin is a financial advisor based in Wilmington, Delaware, working with Principal Securities, Inc. John has previously held positions at New England Securities, Metlife Securities Inc, Massachusetts Mutual Life Insurance Company, Mml Investors Services, LLC, Financial Advisors Of Delaware Valley, Creative Financial Group, Principal Life Insurance Company, and Principal Securities Inc. John has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Delaware. Currently, John is part of Principal Securities, Inc, which operates out of Wilmington, Delaware. The firm has 384 offices and 1,349 employees. The firm manages assets totaling $12.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Principal Securities, Inc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 66, Chartered Financial Consultant

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

1013 Centre Rd Ste 303
Wilmington, DE 19805

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$12,105,712,948

DE Average: $9,259,360,772
Total Number of Employees

1,349

DE Average: 166
Total Number of Accounts

54,844

DE Average: 7,189
Average Account Size

$220,730

DE Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

John Goodwin Work History

2023 - Present (1 year)

Financial Advisors Of Delaware Valley

2023 - Present (1 year)

Principal Life Insurance Company

2023 - Present (1 year)

Principal Securities Inc

2017 - 2023 (6 years)

Mml Investors Services, LLC

2016 - 2023 (7 years)

Massachusetts Mutual Life Insurance Company

2015 - 2023 (8 years)

Metlife Securities Inc

2005 - 2023 (18 years)

Creative Financial Group

2004 - 2015 (11 years)

New England Securities

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of John Goodwin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Clint Hinderaker
Hiawatha, IA
Robert Little
Birmingham, AL
Reid Johnson
Cedar Falls, IA
Martha Nielsen
Latham, NY
Brandon Meza
San Diego, CA
Caleb Robinson
Houston, TX
Andrew Karrmann
Elkhorn, NE
Joel Poole
Charlotte, NC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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