James
Farrell

Janney Montgomery Scott LLC

CRD#5394522
Investment Advisor
in Washington, DC

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About this Advisor

James Farrell is a financial advisor operating in Washington, District Of Columbia, with a total of 5 years of industry experience. Farrell is an employee of Janney Montgomery Scott LLC. Throughout their career, they have worked at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC and Janney Montgomery Scott LLC. Farrell holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in District Of Columbia and Maryland. Janney Montgomery Scott LLC is a registered investment firm operating out of Philadelphia, PA. The firm has offices in 118 locations and a total of 2,242 employees. It has $73 billion in total assets between its 216,397 customer accounts, placing it among the largest firms in the nation by assets under management. The firm advises 1,526 charitable organizations. Of its 216,397 client accounts, 31% are held by high-net-worth clients who have more than $1 million in investable assets. The firm has a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely are based on the type of services provided. Fee types billed by Janney Montgomery Scott LLC can include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

1255 23Rd Street Nw Suite 810
Washington, DC 20037-1102

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Janney Montgomery Scott LLC Brokerage Details

Total Assets Under Management

$73,000,611,319

DC Average: $15,833,994,310
Total Number of Employees

2,242

DC Average: 41
Total Number of Accounts

216,397

DC Average: 3,342
Average Account Size

$337,346

DC Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

James Farrell Work History

James has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Janney Montgomery Scott LLC

2016 - 2018 (2 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Farrell to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Janney Montgomery Scott LLC

Timothy Mcdermott
Boca Raton, FL
Charles Noble
New Haven, CT
Michael Rossley
West Hartford, CT
Karla St. Luke
Atlanta, GA
David Luke
Greenville, SC
Thomas Mcdonald
Albany, NY
Jeffrey Schultz
Atlanta, GA
Stephanie Bailey
York, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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