Ricardo
Yepes

Citigroup Global Markets Inc

CRD#5416739
Investment Advisor
in Washington, DC

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About this Advisor

Ricardo Yepes is a financial advisor who works in Washington, District Of Columbia, with 15 years of industry experience. Yepes works at Citigroup Global Markets Inc. They have spent the entirety of their career at Citigroup Global Markets Inc. Yepes maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can operate in District Of Columbia. Citigroup Global Markets Inc is a financial advisory firm that has its headquarters in New York, NY. The firm has offices in 733 locations and a total of 7,927 advisors. It has $35 billion in assets under management across its 53,776 customer accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm provides services to 140 charitable organizations. Of its 53,776 accounts, 32% are held by high-net-worth clients who have at least $1 million in assets. The advisory firm has a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and other services. Financial advisory fee schedules largely are based on which services are offered. However, fees charged by Citigroup Global Markets Inc most likely are comprised of some blend of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Other

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

Citi Private Bank 1101 Pennsylvania Ave, Nw, 11Th Floor
Washington, DC 20004

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Citigroup Global Markets Inc Brokerage Details

Total Assets Under Management

$34,863,982,805

DC Average: $7,464,549,021
Total Number of Employees

7,927

DC Average: 88
Total Number of Accounts

53,776

DC Average: 3,892
Average Account Size

$648,319

DC Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other

Ricardo Yepes Work History

Ricardo has been registered as a financial advisor for 15 years.*

2007 - Present (17 years)

Citigroup Global Markets, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Ricardo Yepes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Citigroup Global Markets Inc

Cullen Brock
Houston, TX
Xiaojie Chen
San Francisco, CA
Carlos Morlote
Miami, FL
Jeffrey Manning
Boston, MA
Charles Reinhard
New York, NY
Charles Cavanaugh
New York, NY
Fernando Rodriguez
Boca Raton, FL
Larry Ngai
Alameda, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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