Arturo
Rodriguez Diaz
Aegis Capital Corp
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About this Advisor
Arturo Rodriguez Diaz is a financial advisor based in Miami, Florida, working with Aegis Capital Corp. Arturo has previously held positions at Riwm, LLC, Capital Guardian, LLC, and Aegis Capital Corp. Arturo has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Florida. Currently, Arturo is part of Aegis Capital Corp, which operates out of Miami, Florida. The firm has 20 offices and 257 employees. The firm manages assets totaling $1.3 billion and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The fee structure at Aegis Capital Corp includes asset-based and hourly fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Aegis Capital Corp Brokerage Details
$1,282,090,691
257
2,479
$517,181
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
Arturo Rodriguez Diaz Work History
Aegis Capital Corp
Riwm, LLC
Capital Guardian, LLC
Disclosures
Please visit the SEC profile of Arturo Rodriguez Diaz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Aegis Capital Corp
Hillsdale, NJ
New York, NY
Northbrook, IL
New York, NY
New York, NY
Lighthouse Point, FL
New York, NY
Sarasota, FL
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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