Bernadina
Williams
Principal Securities, Inc
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About this Advisor
Bernadina Williams is a financial advisor based out of Ocala, Florida with a total of 10 years of industry experience. Williams is an employee of Principal Securities, Inc. Over the course of their career, they have held roles at Principal Life Ins Co, Merrill Lynch, Pierce, Fenner & Smith, Inc and Principal Life Insurance. Williams maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to operate in Florida and Texas. Principal Securities, Inc is a financial advisory firm based in Des Moines, IA. The investment advisory business has offices in 350 locations and a total of 1,430 financial advisors. It administers $9 billion in assets between its 46,075 customer accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm advises 34 charitable organizations. Of its 46,075 client accounts, just 3% belong to high-net-worth investors who have more than $1 million in investable assets. The firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically are based on the financial services. Fee types billed by Principal Securities, Inc likely consist of some blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Bernadina Williams Work History
Bernadina has been registered as a financial advisor for 10 years.*
Principal Life Ins Co
Principal Life Insurance
Merrill Lynch, Pierce, Fenner & Smith, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Bernadina Williams to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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