Catherine
Francis
Principal Advised Services
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About this Advisor
Catherine Francis is a financial advisor based in Naples, Florida, working with Principal Advised Services. Catherine has previously held positions at Los Gatos Union School District, Andover Public Schools, Morgan Stanley Smith Barney LLC, Morgan Stanley Private Bank, N.A, Raymond James & Associates, Inc, Principal Securities Inc, Principal Life Insurance Company, and Principal Advised Services. Catherine has passed the Series 66 regulatory exam and is registered to provide services in Florida and Iowa. Currently, Catherine is part of Principal Advised Services, which operates out of Naples, Florida. The firm has 46 offices and 140 employees. The firm manages assets totaling $569.5 million. The services offered by the firm include portfolio management for individuals and small businesses and the selection of other advisers. The fee structure at Principal Advised Services includes asset-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Principal Advised Services Brokerage Details
$569,489,941
140
11,801
$48,258
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Catherine Francis Work History
Principal Advised Services
Principal Securities Inc
Principal Life Insurance Company
Raymond James & Associates, Inc
Morgan Stanley Smith Barney LLC
Morgan Stanley Private Bank, N.A
Los Gatos Union School District
Andover Public Schools
Disclosures
Please visit the SEC profile of Catherine Francis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Advised Services
Charlotte, NC
Des Moines, IA
Urbandale, IA
Lake Oswego, OR
Des Moines, IA
Des Moines, IA
Des Moines, IA
Frankfort, IN
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
