David
Oates

Pfs Investments Inc

CRD#4569038
Investment Advisor
in Largo, FL
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About this Advisor

David Oates is a financial advisor operating in Largo, Florida, who has been in the financial industry for 26 years. Oates is currently employed by Pfs Investments Inc. Over the course of their career, they have held roles at Primerica Financial Services, Pfs Investments Inc and S. O. R. Inc. Oates has Series 65 and Series 63 licenses, which qualify them as both a securities agent and an investment advisor representative, and can serve investors in Florida. Pfs Investments Inc is an advisory firm that has its headquarters in Largo, Florida. The investment advisory business has offices in 1,526 locations and a total of 3,428 advisors. It has $1 billion in assets among its 10,807 client accounts, placing it among the larger firms in the nation by assets under management. The firm advises three charities and foundations. Of its 10,807 customer accounts, just 4% are held by high-net-worth clients who have at least $1 million in investable assets. The business provides portfolio management for individuals and small businesses. A financial advisor's fee schedules usually are based on which services the firm provides the client. However, fees charged by Pfs Investments Inc typically consist of asset-based fees.

Certifications and Registrations

Series 65, Series 63

Years of Experience

26 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets

Disclosures

Yes

Office Location

801 W Bay Dr Ste 311
Largo, FL 33770

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Pfs Investments Inc Brokerage Details

Total Assets Under Management

$3,065,650,550

FL Average: $3,570,121,308
Total Number of Employees

3,582

FL Average: 58
Total Number of Accounts

28,263

FL Average: 1,608
Average Account Size

$108,469

FL Average: $2,220,225

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

David Oates Work History

David has 26 years of experience.

2002 - Present (17 years)

Primerica Financial Services

2002 - Present (17 years)

Pfs Investments Inc

1992 - Present (27 years)

S. O. R. Inc

Disclosures

David Oates has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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