David
Schaum

Cetera Investment Advisers LLC

CRD#1099016
Investment Advisor
in Delray Beach, FL

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About this Advisor

David Schaum is a financial advisor based in Delray Beach, Florida, working with Cetera Investment Advisers LLC. David has previously held positions at Raymond James & Associates, Cetera Investment Advisers LLC, Cetera Advisor Networks LLC, Schaum Wealth Management, LLC, and Oppenheimer & Co. Inc. David has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Florida. Currently, David is part of Cetera Investment Advisers LLC, which operates out of Delray Beach, Florida. The firm has 1,614 offices and 6,648 employees. The firm manages assets totaling $104.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Cetera Investment Advisers LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Delray Beach, FL

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$104,468,595,111

FL Average: $6,674,516,078
Total Number of Employees

6,648

FL Average: 44
Total Number of Accounts

423,554

FL Average: 2,564
Average Account Size

$246,648

FL Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

David Schaum Work History

2023 - Present (1 year)

Cetera Investment Advisers LLC

2023 - Present (1 year)

Cetera Advisor Networks LLC

2023 - Present (1 year)

Schaum Wealth Management, LLC

2016 - 2023 (7 years)

Oppenheimer & Co. Inc

2012 - 2016 (4 years)

Raymond James & Associates

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of David Schaum to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Anthony Costabile
New York, NY
Carter Dye
Toledo, OH
Blake Mcginley
San Jose, CA
Nicholas Witte
Saint Louis, MO
Justin Lucas
Indianapolis, IN
Cameron Mcginley
Saint Louis, MO
Sean Mainwaring
Tampa, FL
Kurtis Anderson
San Diego, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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