Enrique
Gardano

Aegis Capital Corp

CRD#1609082
Investment Advisor
in Miami, FL

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About this Advisor

Enrique Gardano is a financial advisor who works in Miami, Florida with a total of 8 years of relevant experience. Gardano is on the advisory team at Aegis Capital Corp. Their career trajectory has included roles at Capital Guardian Wealth Management, LLC, Capital Guardian, LLC, Aegis Capital Corp and Harbinger Financial Consultants, LLC. Gardano holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Florida. Aegis Capital Corp is a financial advisory firm operating out of New York, NY. The investment advisory business has offices in 19 locations and a total of 297 employees. It controls $1 billion in assets under management among its 2,166 customer accounts, placing it among the bigger financial advisory firms in the country by assets under management. Of its 2,166 customer accounts, 16% are held by high-net-worth individuals who have at least $1 million in assets available to invest. Aegis Capital Corp performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and portfolio management for institutional clients. Fees for financial management usually are based on which services the firm provides the client. However, fee types charged by Aegis Capital Corp most likely include some blend of asset-based and hourly fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Hourly Charges

Office Location

2000 Ponce De Leon Suite 516-B
Miami, FL 33134

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Aegis Capital Corp Brokerage Details

Total Assets Under Management

$1,033,140,094

FL Average: $7,464,549,021
Total Number of Employees

297

FL Average: 88
Total Number of Accounts

2,166

FL Average: 3,892
Average Account Size

$476,981

FL Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Enrique Gardano Work History

Enrique has been registered as a financial advisor for 8 years.*

2016 - Present (8 years)

Harbinger Financial Consultants, LLC

2015 - Present (9 years)

Aegis Capital Corp

2010 - 2015 (5 years)

Capital Guardian Wealth Management, LLC

2010 - 2015 (5 years)

Capital Guardian, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Enrique Gardano to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Aegis Capital Corp

Matthew Gaer
New York, NY
John Pritchard
New York, NY
Geoffrey Johnston
Melville, NY
Jeffrey Thure
Melville, NY
Asa Savage
New York, NY
Michael Kissi
New York, NY
Glen Davis
Portland, OR

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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