Hayes
Griffin

Advisors Asset Management, Inc

CRD#4859510
Investment Advisor
in Boca Raton, FL

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About this Advisor

Hayes Griffin is a financial advisor working in Boca Raton, Florida with a total of 3 years of relevant experience. Griffin works at Advisors Asset Management, Inc. Throughout their career, Griffin has worked at Prudential Insurance Company Of America, Prudential Investment Management Services LLC, Edward Jones, Lincoln Investment, Capital Analysts, Advisors Asset Management, Inc and Prudential Investments LLC. Griffin has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can work in California and Florida. Advisors Asset Management, Inc is a company based out of Monument, CO. It has offices in nine locations and a total of 253 people on staff. It has $4 billion in assets under management between its 1,634 client accounts, placing it among the biggest firms in the United States by assets under management. The firm provides services to two charities and foundations. Of its 1,634 client accounts, just 6% belong to high-net-worth investors who have greater than $1 million in investable assets. Advisors Asset Management, Inc has a wide range of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients and other services. Fees for financial management usually are based on the type of financial services provided. Fee types charged by Advisors Asset Management, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

3 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets

Office Location

1499 W. Palmetto Park Road Suite 401
Boca Raton, FL 33486

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Advisors Asset Management, Inc Brokerage Details

Total Assets Under Management

$3,740,185,737

FL Average: $2,349,664,866
Total Number of Employees

253

FL Average: 28
Total Number of Accounts

1,634

FL Average: 1,101
Average Account Size

$2,288,975

FL Average: $2,134,119

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Other

Hayes Griffin Work History

Hayes has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Advisors Asset Management, Inc

2020 - 2020 (< 1 year)

Lincoln Investment

2020 - 2020 (< 1 year)

Capital Analysts

2019 - 2019 (< 1 year)

Edward Jones

2011 - 2019 (8 years)

Prudential Insurance Company Of America

2011 - 2019 (8 years)

Prudential Investment Management Services LLC

2011 - 2019 (8 years)

Prudential Investments LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Hayes Griffin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Advisors Asset Management, Inc

Thomas Higgins
Boca Raton, FL
Jeffrey Rosen
Dunwoody, GA
Michael Pfeiffer
Princeton, NJ
Jason Willyard
Lisle, IL
Brian Winkler
New York, NY
Shawn Shepherd
Olathe, KS
Robert Wilkinson
Boerne, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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