Hayes
Griffin

Advisors Asset Management, Inc

CRD#4859510
Investment Advisor
in Boca Raton, FL

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About this Advisor

Hayes Griffin is a financial advisor based in Boca Raton, Florida, working with Advisors Asset Management, Inc. Hayes has previously held positions at Prudential Insurance Company Of America, Prudential Investment Management Services LLC, Edward Jones, Lincoln Investment, Capital Analysts, Advisors Asset Management, Inc, and Prudential Investments LLC. Hayes has passed the Series 66 regulatory exam and is registered to provide services in California. Currently, Hayes is part of Advisors Asset Management, Inc, which operates out of Boca Raton, Florida. The firm has 9 offices and 272 employees. The firm manages assets totaling $3.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, and other services. The fee structure at Advisors Asset Management, Inc includes asset-based fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets

Office Location

1499 W. Palmetto Park Road Suite 401
Boca Raton, FL 33486

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Advisors Asset Management, Inc Brokerage Details

Total Assets Under Management

$3,853,640,375

FL Average: $2,349,664,866
Total Number of Employees

272

FL Average: 28
Total Number of Accounts

1,767

FL Average: 1,101
Average Account Size

$2,180,894

FL Average: $2,134,119

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Other

Hayes Griffin Work History

2020 - Present (4 years)

Advisors Asset Management, Inc

2020 - 2020 (< 1 year)

Lincoln Investment

2020 - 2020 (< 1 year)

Capital Analysts

2019 - 2019 (< 1 year)

Edward Jones

2011 - 2019 (8 years)

Prudential Insurance Company Of America

2011 - 2019 (8 years)

Prudential Investment Management Services LLC

2011 - 2019 (8 years)

Prudential Investments LLC

Disclosures

Please visit the SEC profile of Hayes Griffin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Advisors Asset Management, Inc

Nicholas Gregoire
Boerne, TX
Shane Brennan
West Chester, PA
Michael Pucci
Melville, NY
Rogelio Gonzalez
Boca Raton, FL
Frederick Weihmiller
Monument, CO
Brian Winkler
Melville, NY
Michael Petrucelli
Melville, NY
Evan Harte
Lutz, FL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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