Heather
Clegg

Ubs Financial Services Inc

CRD#5042864
Investment Advisor
in Bonita Springs, FL
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About this Advisor

Heather Clegg is a financial advisor working in Bonita Springs, Florida, who has been in the financial industry for 13 years. Clegg is an employee of Ubs Financial Services Inc. During their career, Clegg has held roles at Fidelity Brokerage Services LLC, Ubs Financial Services Inc and Gryphon Designs, Inc. Clegg holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to operate in Florida. Ubs Financial Services Inc is an advisory company operating in Bonita Springs, Florida. It has offices in 369 locations and a total of 13,402 financial advisors. It administers $496 billion in total assets between its 922,927 client accounts, making it one of the biggest firms in the country by assets under management. The firm advises 4,543 charitable organizations. Of its 922,927 accounts, 52% are held by high-net-worth clients who have at least $1 million in assets. Ubs Financial Services Inc provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. A financial advisor's fee schedules largely depend on which service is provided. Fees charged by Ubs Financial Services Inc most likely include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

8000 Health Care Center Blvd.
Bonita Springs, FL 34135

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

FL Average: $10,121,009,343
Total Number of Employees

13,335

FL Average: 92
Total Number of Accounts

957,738

FL Average: 6,978
Average Account Size

$517,923

FL Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Heather Clegg Work History

Heather has 13 years of experience.

2011 - Present (8 years)

Ubs Financial Services Inc

2010 - 2012 (2 years)

Gryphon Designs, Inc

2005 - 2009 (4 years)

Fidelity Brokerage Services LLC

Disclosures

Heather Clegg has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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