James
Graham

Captrust

CRD#1298257
Investment Advisor
in Tampa, FL

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About this Advisor

James Graham is a financial advisor who works in Tampa, Florida with a total of 6 years of relevant experience. Graham is an employee of Captrust. Over the course of their career, Graham has held roles at Captrust Advisors, LLC, Wells Fargo Advisors Financial Network LLC, Capfinancial Partners LLC (Captrust) and Capfinancial Securities LLC. Graham has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Florida. Captrust is a registered investment firm that has its headquarters in Raleigh, NC. The company has offices in 69 locations and a total of 1,338 financial advisors. It administers $715 billion in assets across its 76,254 accounts, placing it among the largest firms in the United States by assets under management. The firm serves 136 charities and foundations. Of its 76,254 client accounts, 33% belong to high-net-worth individuals who have at least $1 million in assets. Captrust provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and publication of newsletters. Fees charged by financial advisors are based on which services are provided. Fee types billed by Captrust likely include some blend of asset-based, hourly, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Performance-based Fees

Office Location

400 North Tampa St #1800
Tampa, FL 33602

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Captrust Brokerage Details

Total Assets Under Management

$714,587,898,072

FL Average: $3,625,019,099
Total Number of Employees

1,338

FL Average: 22
Total Number of Accounts

76,254

FL Average: 1,917
Average Account Size

$9,371,153

FL Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters

James Graham Work History

James has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Capfinancial Partners LLC (Captrust)

2017 - Present (7 years)

Capfinancial Securities LLC

2009 - 2017 (8 years)

Wells Fargo Advisors Financial Network LLC

2005 - 2017 (12 years)

Captrust Advisors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Graham to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Captrust

Eric Benedict
Raleigh, NC
Kristopher Byrd
Raleigh, NC
Nicholas Mellone
Leesburg, VA
Vivian Houchens
Raleigh, NC
Philip Henninger
Brentwood, TN
Adam Beers
Bethlehem, PA
Kathryn Mccall
Sacramento, CA
Valerie Young
Raleigh, NC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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