James
O'Connor

Cambridge Investment Research Advisors, Inc

CRD#2789394
Investment Advisor
in Ft Pierce, FL

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About this Advisor

James O'Connor is a certified financial planner operating in Ft Pierce, Florida with 2 years of relevant experience. O'Connor works at Cambridge Investment Research Advisors, Inc. Their career trajectory has included roles at Stifel, Nicolaus & Company, Inc, Cambridge Investment Research Advisors, Inc and Cambridge Investment Research, Inc. O'Connor maintains Series 63 and Series 66 licenses, qualifying them as a securities agent, and can advise clients in Florida and Texas. Cambridge Investment Research Advisors, Inc is an advisory firm based out of Fairfield, IA. It has offices in 2,023 locations and a total of 3,352 employees. It oversees $82 billion in assets under management between its 461,370 accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises six charities and foundations. Of its 461,370 customer accounts, just 10% belong to high-net-worth investors who have at least $1 million in assets. Cambridge Investment Research Advisors, Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Fees for financial advisory services typically are based on which services the firm provides the client. Fee types charged by Cambridge Investment Research Advisors, Inc can include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

Ft Pierce, FL

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$82,427,818,654

FL Average: $9,259,360,772
Total Number of Employees

3,352

FL Average: 166
Total Number of Accounts

461,370

FL Average: 7,189
Average Account Size

$178,659

FL Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

James O'Connor Work History

James has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Cambridge Investment Research Advisors, Inc

2021 - Present (3 years)

Cambridge Investment Research, Inc

2012 - 2021 (9 years)

Stifel, Nicolaus & Company, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James O'Connor to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cambridge Investment Research Advisors, Inc

Herbert Modrak
Glen Allen, VA
Andrew Wittich
Houston, TX
Ryan Bouchard
Kennesaw, GA
John Ladick
Fairfield, IA
Winston Malone
Roanoke, TX
Enrico Bawar
Staten Island, NY
Crescencio Alvarez
Fairfield, IA
Laurie Taylor
Ormond Beach, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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