Julio
Roque
Synovus Securities, Inc
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About this Advisor
Julio Roque is a financial advisor working in Stuart, Florida. Roque works at Synovus Securities, Inc. During their career, the advisor has held roles at Bank Of America, N.A, Merrill Lynch, Pierce, Fenner & Smith Inc, Regions Bank, Cetera Investment Services LLC, Synovus Bank, Synovus Securities Inc and Synovus Securities, Inc. Roque has Series 66 and Series 63 licenses, designating them as a securities agent, and is approved to serve investors in Florida. Synovus Securities, Inc is a firm operating out of Columbus, GA. The firm has offices in 90 locations and a total of 298 advisors. It administers $6 billion in assets under management across its 12,071 accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm provides services to 79 charities and foundations. Of its 12,071 customer accounts, just 10% are held by high-net-worth clients who have at least $1 million in assets. Synovus Securities, Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters, educational seminars and other services. Financial advisory fee schedules usually depend on the services. Fee types billed by Synovus Securities, Inc most likely consist of any combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Synovus Securities, Inc Brokerage Details
$5,803,534,438
298
12,071
$480,783
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
Julio Roque Work History
Julio has been registered as a financial advisor for 0 years.*
Synovus Securities, Inc
Synovus Bank
Synovus Bank
Synovus Securities Inc
Cetera Investment Services LLC
Regions Bank
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Julio Roque to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Synovus Securities, Inc
Birmingham, AL
Saint Simons Island, GA
Alpharetta, GA
Newnan, GA
Atlanta, GA
Port Charlotte, FL
Albany, GA
Savannah, GA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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