Ubs Financial Services Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Kelvin Pena is a financial advisor operating out of Miami, Florida, with 10 years of financial industry experience. Pena currently works for Ubs Financial Services Inc. They have been with Ubs Financial Services Inc for the entirety of their career. Pena has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to work in Florida. Ubs Financial Services Inc is a registered investment business that has its headquarters in Miami, Florida. The firm has offices in 369 locations and a total of 15,605 financial advisors. It administers $591 billion in total assets among its 975,301 accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm serves 5,525 charities and foundations. Of its 975,301 customer accounts, 58% belong to high-net-worth investors who have greater than $1 million in assets. Ubs Financial Services Inc offers a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial management fee schedules typically vary depending on which services are offered. Fees charged by Ubs Financial Services Inc likely consist of any combination of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Ubs Financial Services Inc Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
Kelvin Pena Work History
Kelvin has 10 years of experience.
Ubs Financial Services Inc
Kelvin Pena has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Ubs Financial Services Inc
Los Angeles, CA
West Harrison, NY