Kelvin
Pena

Ubs Financial Services Inc

CRD#4352264
Investment Advisor
in Miami, FL

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Kelvin Pena is a financial advisor operating out of Miami, Florida, with 10 years of financial industry experience. Pena currently works for Ubs Financial Services Inc. They have been with Ubs Financial Services Inc for the entirety of their career. Pena has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to work in Florida. Ubs Financial Services Inc is a registered investment business that has its headquarters in Miami, Florida. The firm has offices in 369 locations and a total of 15,605 financial advisors. It administers $591 billion in total assets among its 975,301 accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm serves 5,525 charities and foundations. Of its 975,301 customer accounts, 58% belong to high-net-worth investors who have greater than $1 million in assets. Ubs Financial Services Inc offers a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial management fee schedules typically vary depending on which services are offered. Fees charged by Ubs Financial Services Inc likely consist of any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

550 Biltmore Way Suite 1100
Miami, FL 33134

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$591,360,861,325

FL Average: $10,121,009,343
Total Number of Employees

15,605

FL Average: 92
Total Number of Accounts

975,301

FL Average: 6,978
Average Account Size

$606,337

FL Average: $1,450,417

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Kelvin Pena Work History

Kelvin has 10 years of experience.

2010 - Present (10 years)

Ubs Financial Services Inc

Disclosures

Kelvin Pena has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Julian Sanchez
Los Angeles, CA
Christopher Lala
West Harrison, NY
Gabrielle Foti
Weehawken, NJ
Scott Atkins
Philadelphia, PA
Alberto Salazar
Weehawken, NJ
Jake Sodeman
Washington, DC
Christopher Parker Jr.
Greenwich, CT
Christopher Albanese
Chicago, IL

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started