Kevin
Ullery

Principal Securities, Inc

CRD#2768864
Investment Advisor
in Wesley Chapel, FL

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About this Advisor

Kevin Ullery is a financial advisor who works out of Wesley Chapel, Florida with a total of 2 years of industry experience. Ullery currently works for Principal Securities, Inc. The advisor has gained experience at Gwn Securities Inc, Usa Financial Securities, Pacific Select Distributors LLC, Principal Securities Inc, Principal Life Insurance and Pacific Life Insurance. Ullery has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to serve investors in Iowa. Principal Securities, Inc is a financial advisory company based out of Des Moines, IA. It has offices in 350 locations and a total of 1,430 employees. It controls $9 billion in total assets among its 46,075 customer accounts, placing it among the biggest firms in the country by assets under management. The firm serves 34 charitable organizations. Of its 46,075 accounts, just 3% belong to high-net-worth individuals who have greater than $1 million in assets. The company performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial management usually vary depending on which services the firm provides the client. However, fee types billed by Principal Securities, Inc can consist of any blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

Wesley Chapel, FL

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

FL Average: $9,259,360,772
Total Number of Employees

1,430

FL Average: 166
Total Number of Accounts

46,075

FL Average: 7,189
Average Account Size

$204,381

FL Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Kevin Ullery Work History

Kevin has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Principal Securities Inc

2021 - Present (3 years)

Principal Life Insurance

2021 - 2021 (< 1 year)

Pacific Select Distributors LLC

2021 - 2021 (< 1 year)

Pacific Life Insurance

2014 - 2021 (7 years)

Usa Financial Securities

2010 - 2014 (4 years)

Gwn Securities Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kevin Ullery to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Sean Oconnor
Syracuse, NY
Michael Conk
Wayne, PA
David Bellia
Raleigh, NC
Benjamin Eichler
Williamston, MI
Gregory Schmitt
San Diego, CA
Tate Blomquist
Sanford, FL
Jamey Pesek
Fargo, ND
Katherine Delmont
Des Moines, IA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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