Larry
Whaley
Planmember Securities Corporation
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About this Advisor
Larry Whaley is a certified financial planner based out of Elkridge, Maryland with a total of 15 years of relevant experience. Whaley is an advisor for Planmember Securities Corporation. Over the course of their career, they have held roles at Planmember Securities Corporation, Paladin Advisor Group, Joni And Friends and Fps 5626 Ashbourne, LLC. Whaley maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to advise clients in Maryland. Planmember Securities Corporation is an advisory firm based out of Carpinteria, CA. The investment advisory business has offices in 350 locations and a total of 459 financial advisors. It controls $8 billion in total assets between its 67,968 accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm serves 14 charitable organizations. Of its 67,968 client accounts, just 1% are held by high-net-worth individuals who have more than $1 million in assets available to invest. Planmember Securities Corporation performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advisory services usually are based on which services the firm provides the client. However, fees billed by Planmember Securities Corporation can consist of some combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Planmember Securities Corporation Brokerage Details
$7,530,125,901
459
67,968
$110,789
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Larry Whaley Work History
Larry has been registered as a financial advisor for 15 years.*
Fps 5626 Ashbourne, LLC
Paladin Advisor Group
Planmember Securities Corporation
Joni And Friends
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Larry Whaley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Planmember Securities Corporation
Irvington, NY
Los Angeles, CA
Mililani, HI
Carpinteria, CA
Horseshoe Bay, TX
Carpinteria, CA
Carpinteria, CA
Carpinteria, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
