Lisa
Middleton
Lpl Financial LLC
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About this Advisor
Lisa Middleton is a financial advisor based out of Tampa, Florida who has 1 year of relevant experience. Middleton works at Lpl Financial LLC. During their career, Middleton has held roles at Fidelity Brokerage Services LLC, Costco, Usaa Financial Planning Services Inc, Usaa Financial Advisors Inc, Usaa Investment Management Company, Suncoast Credit Union, Cuna Brokerage Services, Inc and Lpl Financial LLC. Middleton maintains Series 63 and Series 66 licenses, designating them as a securities agent, and is registered to advise clients in Florida. Lpl Financial LLC is an advisory business that has its headquarters in Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 advisors. It has $368 billion in assets under management between its 1,688,501 accounts, making it one of the largest firms in the nation by assets under management. The firm advises 3,425 charitable organizations. Of its 1,688,501 customer accounts, 31% are associated with high-net-worth clients who have at least $1 million in assets available to invest. The advisory firm performs a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules usually are based on the services. Fee types billed by Lpl Financial LLC likely include some blend of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Lisa Middleton Work History
Lisa has been registered as a financial advisor for 1 years.*
Lpl Financial LLC
Suncoast Credit Union
Cuna Brokerage Services, Inc
Usaa Investment Management Company
Usaa Financial Planning Services Inc
Usaa Financial Advisors Inc
Fidelity Brokerage Services LLC
Costco
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Lisa Middleton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Charlotte, NC
Buffalo, NY
North Reading, MA
Denver, CO
Worcester, MA
Venice, FL
Houston, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
