Luis
Zapata

Santander Securities LLC

CRD#6423578
Investment Advisor
in Miami, FL

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About this Advisor

Luis Zapata is a financial advisor based in Miami, Florida with 4 years of industry experience. Zapata works at Santander Securities LLC. During their career, the advisor has held roles at Hsbc Private Bank International, Bancredito International Bank, Hsbc Securities (Usa) Inc, Santander Securities, LLC and Santander International Private Banking. Zapata holds Series 65 and Series 63 licenses, certifying them as both a securities agent and an investment advisor representative, and can advise clients in Florida. Santander Securities LLC is a business that has its headquarters in Dorchester, MA. The investment advisory business has offices in 478 locations and a total of 530 people on staff. It has $2 billion in assets under management among its 9,808 accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm provides services to four charitable organizations. The advisory firm offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial advisory fees largely are based on which services the firm provides the client. Fee types charged by Santander Securities LLC typically consist of asset-based fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

1401 Brickell Avenue
Miami, FL 33131

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Santander Securities LLC Brokerage Details

Total Assets Under Management

$1,848,708,275

FL Average: $16,012,751,954
Total Number of Employees

530

FL Average: 118
Total Number of Accounts

9,808

FL Average: 4,567
Average Account Size

$188,490

FL Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Luis Zapata Work History

Luis has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Santander Securities, LLC

2017 - Present (7 years)

Santander International Private Banking

2014 - 2017 (3 years)

Hsbc Private Bank International

2014 - 2017 (3 years)

Hsbc Securities (Usa) Inc

2013 - 2014 (1 year)

Bancredito International Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Luis Zapata to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Santander Securities

John Russo
Caldwell, NJ
Luis Zapata
Miami, FL
Christopher Morra
Dorchester, MA
Jason Tarr
Poland, OH
Robert Byrne
Dorchester, MA
Justin Walsh
Dorchester, MA
Jeffrey Weiner
Dorchester, MA
Julie Makrigianis
Florham Park, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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