Marcelo
Ubal

Pnc Investments

CRD#4194576
Investment Advisor
in Miami, FL

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About this Advisor

Marcelo Ubal is a financial advisor based out of Miami, Florida with 1 year of relevant experience. Ubal works at Pnc Investments. Throughout their career, they have worked at Hsbc Securities (Usa) Inc, Lpl Financial LLC, Atlantic Capital Advisors, Ocean Financial Services, LLC, Ocean Bank, Cetera Investment Advisers LLC, Cetera Investment Services LLC, Regions Bank, Andbanc Brokerage LLC, Pnc Investments LLC and Independent Financial Partners. Ubal has Series 63 and Series 66 licenses, which qualify them as a securities broker, and is approved to advise clients in Florida. Pnc Investments is a business that has its headquarters in Pittsburgh, PA. The firm has offices in 583 locations and a total of 1,218 advisors. It handles $22 billion in assets under management among its 152,386 client accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm advises 203 charities and foundations. Of its 152,386 client accounts, just 1% are held by high-net-worth clients who have at least $1 million in investable assets. Pnc Investments performs a set of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. A financial advisor's fee schedules usually vary depending on which service is provided. Fee types billed by Pnc Investments typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

Miami, FL

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Pnc Investments Brokerage Details

Total Assets Under Management

$21,629,770,547

FL Average: $15,833,994,310
Total Number of Employees

1,218

FL Average: 41
Total Number of Accounts

152,386

FL Average: 3,342
Average Account Size

$141,941

FL Average: $4,737,880

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Marcelo Ubal Work History

Marcelo has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Pnc Investments LLC

2021 - 2022 (1 year)

Andbanc Brokerage LLC

2019 - 2021 (2 years)

Cetera Investment Advisers LLC

2019 - 2021 (2 years)

Cetera Investment Services LLC

2019 - 2021 (2 years)

Regions Bank

2017 - 2019 (2 years)

Ocean Financial Services, LLC

2017 - 2019 (2 years)

Ocean Bank

2017 - 2017 (< 1 year)

Independent Financial Partners

2016 - 2017 (1 year)

Lpl Financial LLC

2016 - 2017 (1 year)

Atlantic Capital Advisors

2013 - 2016 (3 years)

Hsbc Securities (Usa) Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Marcelo Ubal to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Pnc Investments

Christopher Todd
Cleveland, OH
Robert Davidson
Pittsburgh, PA
Eric Palomo
Cleveland, OH
Justin Fornataro
Pittsburgh, PA
Tom Hornak
Avon, IN
Daphne Warner
Dayton, OH
Dennis Lacey
Emerson, NJ
Roger Marvinney
Bernardsville, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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