Maria
Giacalone-Mozo
Lpl Financial LLC
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About this Advisor
Maria Giacalone-Mozo is a financial advisor operating out of Tampa, Florida with 1 year of industry experience. Giacalone-Mozo is an employee of Lpl Financial LLC. Giacalone-Mozo has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc, University Of South Florida, Ameriprise Financial Services Inc, Self, Foresters Financial Services, Arts Conservatory For Teens, Foresters Advisory Services, Morgan Stanley, Morgan Stanley Private Bank, N.A, Lpl Financial LLC, Great Valley Advisor Group, Inc and Brides Against Breast Cancer. Giacalone-Mozo has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can serve investors in Florida. Lpl Financial LLC is an advisory firm based in Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 employees. It handles $368 billion in assets across its 1,688,501 accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm serves 3,425 charitable organizations. Of its 1,688,501 client accounts, 31% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. Lpl Financial LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fees largely vary depending on the services. However, fee types charged by Lpl Financial LLC can include some combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Maria Giacalone-Mozo Work History
Maria has been registered as a financial advisor for 1 years.*
Lpl Financial LLC
Great Valley Advisor Group, Inc
Foresters Advisory Services
Morgan Stanley
Morgan Stanley Private Bank, N.A
Foresters Financial Services
Arts Conservatory For Teens
Ameriprise Financial Services Inc
Self
Brides Against Breast Cancer
Merrill Lynch, Pierce, Fenner & Smith Inc
University Of South Florida
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Maria Giacalone-Mozo to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Naperville, IL
Bridgeport, CT
Corpus Christi, TX
Oldsmar, FL
Newport Beach, CA
Waukesha, WI
Charlestown, MA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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