Mark
Phillips

Cetera Investment Advisers LLC

CRD#1528578
Investment Advisor
in Tampa, FL

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About this Advisor

Mark Phillips is a financial advisor who works in Tampa, Florida with a total of 4 years of relevant experience. Phillips is on the advisory team at Cetera Investment Advisers LLC. Throughout their career, they have worked at Foresters Financial, Foresters Advisory Services, LLC, Humana, Cetera Investment Services LLC and Cetera Investment Advisers LLC. Phillips has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Florida and Texas. Cetera Investment Advisers LLC is a firm operating out of Schaumburg, IL. The company has offices in 1,614 locations and a total of 3,094 people on staff. It handles $33 billion in assets among its 176,986 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm serves 431 charitable organizations. Of its 176,986 customer accounts, 23% are associated with high-net-worth investors who have more than $1 million in assets. Cetera Investment Advisers LLC performs a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors vary depending on the services. Fee types charged by Cetera Investment Advisers LLC most likely consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1715 N Westshore Blvd Ste 260
Tampa, FL 33607

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

FL Average: $6,674,516,078
Total Number of Employees

3,094

FL Average: 44
Total Number of Accounts

176,986

FL Average: 2,564
Average Account Size

$188,469

FL Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Mark Phillips Work History

Mark has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Cetera Investment Services LLC

2019 - Present (5 years)

Cetera Investment Advisers LLC

2013 - Present (11 years)

Humana

2012 - 2019 (7 years)

Foresters Advisory Services, LLC

1986 - 2019 (33 years)

Foresters Financial

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Mark Phillips to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Michael Nelson
Anaheim, CA
Ricardo Sanchez
Fort Lauderdale, FL
Erin Mcclain
Philadelphia, PA
Howard Hsieh
Irvine, CA
Joseph Charron
Oklahoma City, OK
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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