Mason
Liu

Rockefeller Financial LLC

CRD#7022282
Investment Advisor
in Boca Raton, FL

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About this Advisor

Mason Liu is a financial advisor based in Boca Raton, Florida, working with Rockefeller Financial LLC. Mason has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Inc, Score At The Top, University Of Miami, Bank Of America, N.A, Rockefeller Financial LLC, and Rockefeller Capital Management. Mason has passed the Series 66 regulatory exam and is registered to provide services in Florida and Texas. Currently, Mason is part of Rockefeller Financial LLC, which operates out of Boca Raton, Florida. The firm has 54 offices and 672 employees. The firm manages assets totaling $51.8 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Rockefeller Financial LLC includes asset-based and fixed fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

One Town Center Road Suite 500
Boca Raton, FL 33486

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Rockefeller Financial LLC Brokerage Details

Total Assets Under Management

$51,821,018,176

FL Average: $7,464,549,021
Total Number of Employees

672

FL Average: 88
Total Number of Accounts

61,461

FL Average: 3,892
Average Account Size

$843,153

FL Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Mason Liu Work History

2024 - Present (0 year)

Rockefeller Capital Management

2021 - Present (3 years)

Rockefeller Financial LLC

2018 - 2021 (3 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2018 - 2021 (3 years)

Bank Of America, N.A

2017 - 2018 (1 year)

Score At The Top

2013 - 2016 (3 years)

University Of Miami

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Disclosures

Please visit the SEC profile of Mason Liu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Rockefeller Capital Management

Ashley Bologna
New York, NY
Leam Cohen
New York, NY
Zachary Bond-Stefo
Ponte Vedra, FL
Joy Anne Marie Gonzales
Newport Beach, CA
Madison Lynch
New York, NY
Katherine Williamson
Atlanta, GA
Colby Brothers
Chicago, IL
Jackson Traxler
Bethesda, MD

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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