Michael
Keith

Royal Alliance Associates, Inc

CRD#4102630
Investment Advisor
in Boca Raton, FL

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About this Advisor

Michael Keith is a financial advisor who works out of Boca Raton, Florida with a total of 5 years of industry experience. Keith is an employee of Royal Alliance Associates, Inc. Their career trajectory has included roles at John Hancock Financial Network, Nylife Securities LLC, New York Life Insurance Company, Sii and Royal Alliance Associates, Inc. Keith maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can serve investors in Florida. Royal Alliance Associates, Inc is a business headquartered in Jersey City, NJ. It has offices in 1,009 locations and a total of 3,704 advisors. It oversees $30 billion in assets among its 149,233 customer accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm advises 191 charities and foundations. Of its 149,233 accounts, just 11% belong to high-net-worth individuals who have at least $1 million in assets. Royal Alliance Associates, Inc offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors depend on which service is offered. However, fee types billed by Royal Alliance Associates, Inc most likely are comprised of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

7700 W. Camino Real Suite 300
Boca Raton, FL 33433

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

FL Average: $10,121,009,343
Total Number of Employees

3,704

FL Average: 92
Total Number of Accounts

149,233

FL Average: 6,978
Average Account Size

$197,920

FL Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Michael Keith Work History

Michael has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Royal Alliance Associates, Inc

2015 - 2018 (3 years)

Sii

2014 - 2015 (1 year)

Nylife Securities LLC

2014 - 2015 (1 year)

New York Life Insurance Company

2011 - 2014 (3 years)

John Hancock Financial Network

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Keith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Stephen Carter
Grandville, MI
Austen Harvey
Jersey City, NJ
Samuel Clark
South Jordan, UT
David Whitfield
Mishawaka, IN
Joshua Harper
South Jordan, UT
Trisha Qualy
St Louis Park, MN
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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