Nicholas
Albani
Principal Securities, Inc
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About this Advisor
Nicholas Albani is a financial advisor based out of Tampa, Florida who has 1 year of relevant experience. Albani is on the advisory team at Principal Securities, Inc. The advisor has gained experience at Wells Fargo Clearing Services, LLC, Bloomin Brands Inc, Hca Asset Mangment, Franklin Templeton Inv, University Of Tampa Grad School, Wells Fargo Bank, Na, Principal Life Insurance Company, Principal Securities Inc and 360 Wealth& Benefits. Albani holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can serve investors in Florida. Principal Securities, Inc is a financial advisory firm based out of Des Moines, IA. The company has offices in 350 locations and a total of 1,430 financial advisors. It controls $9 billion in total assets among its 46,075 accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm serves 34 charities and foundations. Of its 46,075 customer accounts, just 3% belong to high-net-worth investors who have at least $1 million in assets available to invest. Principal Securities, Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically depend on the services. Fee types charged by Principal Securities, Inc likely include some blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Nicholas Albani Work History
Nicholas has been registered as a financial advisor for 1 years.*
Principal Life Insurance Company
Principal Securities Inc
360 Wealth& Benefits
Wells Fargo Bank, Na
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLC
Bloomin Brands Inc
Hca Asset Mangment
Franklin Templeton Inv
University Of Tampa Grad School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholas Albani to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Milwaukee, WI
San Diego, CA
Birmingham, AL
Arlington, TX
Seattle, WA
Des Moines, IA
Wdm, IA
Lansing, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
