Nicole
Lee

Morgan Stanley

CRD#2966200
Investment Advisor
in Boca Raton, FL

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About this Advisor

Nicole Lee is a financial advisor working out of Boca Raton, Florida who has 13 years of industry experience. Lee is an employee of Morgan Stanley. Over the course of their career, Lee has held roles at Morgan Stanley. Lee has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to serve investors in Florida and Texas. Morgan Stanley is a registered investment business headquartered in Purchase, NY. The company has offices in 930 locations and a total of 28,000 people on staff. It handles $1 trillion in assets across its 2,233,188 customer accounts, making it one of the largest firms in the United States by assets under management. The firm provides financial advisory services to 30,383 charitable organizations. Of its 2,233,188 customer accounts, just 1% are held by high-net-worth individuals who have more than $1 million in assets. Morgan Stanley performs a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management usually depend on which services the firm provides the client. However, fee types charged by Morgan Stanley likely include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

4855 Technology Way Suite 600
Boca Raton, FL 33431

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,185,061,196,999

FL Average: $7,464,549,021
Total Number of Employees

28,000

FL Average: 88
Total Number of Accounts

2,233,188

FL Average: 3,892
Average Account Size

$530,659

FL Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Nicole Lee Work History

Nicole has been registered as a financial advisor for 13 years.*

2017 - Present (7 years)

Morgan Stanley

2016 - 2016 (< 1 year)

Morgan Stanley

2016 - 2017 (1 year)

Morgan Stanley

2010 - 2016 (6 years)

Morgan Stanley

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicole Lee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Morgan Stanley

Seth Hart
New York, NY
Janelle Williams
Billings, MT
Russell Huebschle
Oakland, CA
William Dilodovico
Fort Lauderdale, FL
Charles Doering
Walnut Creek, CA
Allan House
Baltimore, MD
Calvin Mason
Pueblo, CO
Melissa Moyer
Blue Bell, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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