Pegge
Barrier

Royal Alliance Associates, Inc

CRD#6240439
Investment Advisor
in Saint Petersburg, FL

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About this Advisor

Pegge Barrier is a financial advisor based in Saint Petersburg, Florida, who has 3 years of relevant experience. Barrier works at Royal Alliance Associates, Inc. During their career, Barrier has held roles at Park Avenue Securities, Transamerica Financial Advisors, Inc, Guardian Life Insurance Company, Independent Insurance Agent, Penn Mutual Life Insurance Company, Hornor, Townsend & Kent, Inc and Royal Alliance Associates, Inc. Barrier has Series 63 and Series 66 licenses, designating them as a securities representative, and is registered to serve investors in California, Florida, Georgia and Ohio. Royal Alliance Associates, Inc is a financial advisory company headquartered in Jersey City, NJ. The investment advisory business has offices in 1,009 locations and a total of 3,704 financial advisors. It manages $30 billion in assets under management among its 149,233 accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises 191 charities and foundations. Of its 149,233 client accounts, just 11% belong to high-net-worth investors who have at least $1 million in assets available to invest. The business provides a diverse range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules depend on the financial services provided. Fees billed by Royal Alliance Associates, Inc most likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

6160 Central Avenue Suite 200
Saint Petersburg, FL 33707

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

FL Average: $10,121,009,343
Total Number of Employees

3,704

FL Average: 92
Total Number of Accounts

149,233

FL Average: 6,978
Average Account Size

$197,920

FL Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Pegge Barrier Work History

Pegge has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Royal Alliance Associates, Inc

2014 - Present (10 years)

Independent Insurance Agent

2014 - 2014 (< 1 year)

Park Avenue Securities

2014 - 2014 (< 1 year)

Transamerica Financial Advisors, Inc

2014 - 2020 (6 years)

Penn Mutual Life Insurance Company

2014 - 2020 (6 years)

Hornor, Townsend & Kent, Inc

2013 - 2014 (1 year)

Guardian Life Insurance Company

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Pegge Barrier to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Oliver Kim
Mineola, NY
Todd Tevens
Buffalo, NY
Whitney Floren
Marshfield, MA
David Whitfield
Mishawaka, IN
Joshua Harper
South Jordan, UT
Tonita Arthur
Jersey City, NJ
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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