Raul
Lopez Morales
Royal Alliance Associates, Inc
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About this Advisor
Raul Lopez Morales is a certified financial planner operating in Tampa, Florida who has 5 years of industry experience. Lopez Morales currently works for Royal Alliance Associates, Inc. Lopez Morales has gained experience at John Hancock Life Insurance, Signator Investors Inc and Royal Alliance Associates, Inc. Lopez Morales has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can work in California and Florida. Royal Alliance Associates, Inc is a financial advisory business based out of Jersey City, NJ. The firm has offices in 1,009 locations and a total of 3,704 people on staff. It administers $30 billion in assets across its 149,233 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 191 charitable organizations. Of its 149,233 accounts, just 11% are held by high-net-worth individuals who have more than $1 million in investable assets. Royal Alliance Associates, Inc provides a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically are based on the type of services. However, fee types billed by Royal Alliance Associates, Inc most likely are comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Royal Alliance Associates, Inc Brokerage Details
$29,536,149,674
3,704
149,233
$197,920
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Raul Lopez Morales Work History
Raul has been registered as a financial advisor for 5 years.*
Royal Alliance Associates, Inc
Signator Investors Inc
John Hancock Life Insurance
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Raul Lopez Morales to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
