Richard
Dorfman
Fidelity Personal And Workplace Advisors
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About this Advisor
Richard Dorfman is a financial advisor operating in Delray Beach, Florida. Dorfman is on the advisory team at Fidelity Personal And Workplace Advisors. During their career, Dorfman has held roles at Pnc Investments, Pnc Bank, T3 Trading Group, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Investment Services LLC, Fidelity Investments, Summit Brokerage Services, Inc and Vsr Financial Services, Inc. Dorfman maintains Series 63 and Series 66 licenses, qualifying them as a securities agent, and is registered to advise clients in Florida and Texas. Fidelity Personal And Workplace Advisors is a firm operating out of Boston, MA. The firm has offices in 3,093 locations and a total of 13,507 employees. It controls $653 billion in assets between its 1,712,247 client accounts, placing it among the largest firms in the United States by assets under management. The firm provides financial advice to 11 charities and foundations. Of its 1,712,247 accounts, 31% are held by high-net-worth clients who have at least $1 million in investable assets. Fidelity Personal And Workplace Advisors provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees charged by financial advisors typically depend on which services the firm provides the client. Fees billed by Fidelity Personal And Workplace Advisors likely consist of some combination of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Fidelity Personal And Workplace Advisors Brokerage Details
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$652,548,367,853
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
13,507
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
1,712,247
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$381,106
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Richard Dorfman Work History
Richard has been registered as a financial advisor for 0 years.*
Fidelity Investments
Cetera Advisor Networks LLC
Summit Brokerage Services, Inc
Vsr Financial Services, Inc
Cetera Financial Specialists LLC
Cetera Advisor Networks LLC
Cetera Advisors LLC
Cetera Investment Services LLC
Summit Brokerage Services, Inc
T3 Trading Group
Pnc Investments
Pnc Bank
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Dorfman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Fidelity Personal And Workplace Advisors
Greenbrae, CA
Smithfield, RI
Rancho Cucamonga, CA
Westwood, MA
Boston, MA
Austin, TX
Fairfield, CT
Fort Lauderdale, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
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